Thank you Terri for that generous introduction. You can tell from
what Terri said about me that my claim to being an expert on
Hawthorne is shaky; many of you among the audience may know more
about Hawthorne than I do. If Terri had put together a web site on
Henry James in Salem, then I'd feel properly qualified to address
you. However, like any college teacher of American literature, I
have taught my share of Hawthorne fiction, both at the graduate and
the undergraduate levels. As a result, I've attended scholarly
conferences on Hawthorne and read and taught my share of literary
criticism on Hawthorne. From my perspective, then, one of the things
that stands out is just how central a figure Hawthorne is to the
study of American literature, and the fact that he is so central
leads to the question that I am going to examine this evening:
what's so special about Hawthorne?
Why, as the title of my talk asks, do we still read Hawthorne 199
years after his birth and 139 years after his death? Why do teachers
every year ask—some would say force—countless high school
and college students to read The Scarlet Letter, "Young
Goodman Brown," "Rappaccini's Daughter," and other
fiction by Hawthorne? Why are there so many different editions of
The Scarlet Letter or The House of the Seven Gables in
print today? Those of you who remember reading these books know as
well as I do that they are not page turners. So what, in short, is
the big deal about Hawthorne; what makes him so great?
Some people might think that the answer is obvious: Hawthorne was a
genius; that makes him one of the greatest United States fiction
writers ever; and we should read and study and publish the greatest
authors. This answer, I would argue, doesn't really answer the
question, what makes Hawthorne so great, because it doesn't explain
how we know that his fiction was the work of a genius. In fact, some
historians of literary taste argue that the concept of "genius"
is artificial. The label, "genius," as we use it today,
only came into existence about two centuries ago, with the rise of
Romanticism and Romanticism's particular vision of artistic
creativity, that is to say about the time when Hawthorne was born.
Around two hundred years ago happens also to be the time when
individuality (at least in the Western world) began to take the
almost sacred form it has for us today. It is the time during which
the notion of the divine right of kings began to fall apart, during
which established churches began to lose first secular and then
spiritual control, during which Romantic artists, musicians, and
authors who believed in spontaneous creative inspiration became
prominent. It is the time when the sorts of eccentric artists who
still today best personify our modern idea of genius flourished: the
tortured souls like Beethoven (whom most of us would have found an
unbearable person), the half-mad eccentrics like Gerard de Nerval
(he's the French poet who would walk his pet lobster on a leash
through the streets of Paris), the crackpot pseudo-visionaries like
Leo Tolstoy, or Vincent Van Gogh, who was all those things put
together: tortured to the point of self-mutilation, eccentric to the
point of insanity, and who definitely saw the world differently from
the ordinary mortal.
Genius, the argument of today's historians of literary taste goes, is
not something that exists before the fact but is a consequence.1
It is not a cause but an apparent result, a label we attach to
certain people because we have been taught to recognize certain kinds
of behavior and certain artistic features as the markers of genius.
In other words, genius, so the argument goes, doesn't really exist.
For the most part, I agree with this argument, and I think that what
makes Hawthorne so great is not some quality that Hawthorne was born
with or that his fiction has always contained. Rather, I believe
that all the art that we come to think of as "great"
happens to be the art in which every generation of readers,
listeners, viewers, and spectators is able to find its own most
characteristic concerns.
Let me explain what I mean by taking the example of Shakespeare's
Hamlet, the play that only a young T. S. Eliot would dare
argue isn't the greatest work of English-language literature. Norman
Holland's 1964 book, The Shakespearean Imagination,2
includes a chapter about Hamlet which describes how the
leading actors of each generation played the role of Hamlet, and what
it shows is quite remarkable: from generation to generation the
leading interpreters of Hamlet played the character not only in
different ways but in ways that reflected what made each generation
different from others. They never played the "real Hamlet,"
if we could say that there ever was such a thing as the "real
Hamlet" (and we can't, since short of inventing a time machine
we will never know how Shakespeare's own Hamlet was performed); they
played their Hamlet.
What this shows is that each generation of actors found what
interested them in the character of Hamlet. The Hamlet that gets
performed, if you will, reflects not so much the Hamlet Shakespeare
envisioned in his mind as the interests of the generation that
performs him. The same is true of Hawthorne's fiction, and this, I
am arguing, is what makes us read Hawthorne's fiction today. If you
like, think of it this way: rather than holding up The Scarlet
Letter in order to see Hawthorne's Hester Prynne, we hold up The
Scarlet Letter in order to see ourselves. We deem the great
works of art to be great because they are to us like mirrors in which
we see ourselves more clearly.
If we look at the history of Hawthorne interpretation over the last
half century or so we see what I mean. It's quite striking, as one
reads some of the better-known interpretations of tales like
"Rappaccini's Daughter" or "Young Goodman Brown,"
to see the evolving trends over the years in the interpretations of
these tales. At one time, these tales were supposed to be about
religion, then, since religion is easily seen as being symbolic of
things psychological, they were understood to be about psychology.
Since psychology is all about sex, the tales then turned out to be
about sexuality. Someone then remembered that Hawthorne set much of
his fiction in the past—in his past—and guess what?
Hawthorne's fiction turned out to be about history. But that's not
all: first it was about the past that was historical to Hawthorne,
and then, when people started emphasizing the contemporary politics,
the fiction started being about our past, the past that was
contemporary to Hawthorne. Now, some critics are telling us, this
fiction is quite simply about the past in general in the sense that
it is about the importance of the role history plays in the present.
What I've just given you is but a very brief outline, and I've left
out some important strands in the recent history of Hawthorne
interpretation. For instance, critics have argued especially in the
last 25 years that Hawthorne's work is about gender, about what it
means to be a man or a woman. But suffice it to say that, by and
large, we're currently in the period of politico-historical
interpretations of Hawthorne's fiction. This fiction, the critics
tell us these days, is about the most influential political and
cultural issues of Hawthorne's day: slavery, women's rights (or lack
thereof), domesticity, utopian movements, the advance of technology.
We have studies of Hawthorne and slavery and abolition, Hawthorne and
gender, and Hawthorne and national identity. We see studies, too, of
Hawthorne and mesmerism, which was popular in Hawthorne's day and
which figures prominently in The House of the Seven Gables and
The Blithedale Romance, and of Hawthorne and daguerreotype
photography, which came into existence during Hawthorne's life and
plays an important role in The House of the Seven Gables.
Let me turn to a specific example. "Young Goodman Brown";
I'm sure you all remember this story about young Brown, "Goody
Two Shoes," as Herman Melville called him;3
Mr. average Joe, as we would call him today. The fellow leaves his
home in today's Danvers (the Salem Village just before 1692) on some
mysterious errand. He insists on going on this errand even though
his wife, whose name happens to be Faith, urges him to spend the
night with her. The errand turns out to be a meeting with the devil,
who brings Brown, our Mr. average Joe, to a Black Sabbath deep in the
woods where, it turns out, both he and his wife, Faith, are to be
baptized into the "communion" of "evil" (74).4
Just as the diabolical baptism is about to take place, Brown calls
out to Faith to "look up to heaven, and resist the wicked one"
(74) and magically everyone vanishes and Brown finds himself in the
middle of a damp, quiet clearing in the woods. A final paragraph
then tells us that the rest of Brown's life was very unhappy.
Readers and critics as far back as Edgar Allan Poe in 1847 and Henry
James in 1879 have recognized that "Young Goodman Brown"
was allegorical.5
Allegory, by the way, means a blatantly symbolic story. Obvious
examples of literary allegories are Spenser's The Fairie Queen,
Dante's Divine Comedy, or the most famous allegory in the
English language, John Bunyan's The Pilgrim's Progress (first
published in 1678), which, by the way, was the book, after the Bible,
that one was most likely to find in an average American home in the
nineteenth century.
Obviously symbolic names are a dead giveaway that we're reading an
allegory. In The Pilgrim's Progress, for instance, the hero,
Christian, doesn't just happen to be named Christian; he stands for
all good Christians trying to stay on the straight and narrow path.
This is obvious from the fact that the people who help him have
obviously symbolic names, too, like Evangelist, Faithful, and Hopeful
(thus what helps the good Christian stay on the straight and narrow
path are the Evangelical books of the Bible and faith and hope). And
the people and places that make Christian's journey difficult have
names like Mr. Worldly Wiseman, Giant Despair, the Slough of Despond,
the Valley of Humiliation, the Valley of Death, Vanity Fair, and
Doubting Castle. In "Young Goodman Brown," the name of
Brown's wife—Faith--is the most obvious clue that Hawthorne's
story is an allegory: when the devil scolds Brown for being late for
their meeting, Brown replies: "'Faith kept me back a while'"
(66), meaning both that his wife, Faith, delayed his departure by
talking to him and also that his own feelings of Christian faith made
him delay. Or at the Black Sabbath ceremony in the woods, when Brown
calls out to "his Faith" to "resist the wicked one"
(74), lo and behold, because the Faith he invokes is both his wife
and his feeling of faith, the wicked one, the devil, vanishes.
Everyone agrees that "Young Goodman Brown" is an allegory;
people vary widely as to what it is an allegory of. A 1976
bibliography of secondary literature on "Young Goodman Brown"
listed more than 400 entries.6
In the 1950's, interpretations of "Young Goodman Brown"
tended to argue that the story was an allegory about religion. A
typical example would be the view of Paul Miller, for whom the story
illustrates the hypocrisy implicit in Puritanism's rigorously narrow
beliefs.7
Another example would be Thomas E. Connolly's article, "Hawthorne's
'Young Goodman Brown': An Attack on Puritanic Calvinism," the
title of which makes perfectly clear what Connolly thinks is the
point of the story: that Puritan doctrine is to blame for Brown's
becoming the hateful man the story's last paragraph describes.8
Hawthorne criticism in the 1960's and 1970's was heavily influenced
by one book, Frederick Crews's The Sins of the Fathers:
Hawthorne's Psychological Themes, published in 1966.9
This book is neither the only nor the first psychoanalytical
interpretation of Hawthorne's fiction, but it was certainly the most
influential. In The Sins of the Fathers, Crews provides
blatantly Freudian interpretations of all of Hawthorne's romances and
best-known tales. When we re-read this book from our perspective
almost forty years later, we may be tempted to find almost laughable
the inevitable turn in Crews's interpretation of each tale and
romance to Freud's Oedipus complex; perhaps that's because that
reduction of each of Hawthorne's fictions to an Oedipal tension
quickly becomes predictable: after reading just a few chapters, we
come to expect the invocation of the Oedipus complex.
Needless to say, Crews finds each of Hawthorne's tales and romances
to be about sex and Oedipal tensions. Just as Freud and other
pioneering psychoanalysts believed that the people in one's dreams
represent not those people in real life but what ever it is in the
dreamer's psyche that those people symbolize, so too Crews argues
that "Brown is facing embodiments of his own thoughts in the
characters he meets in the forest" (100). Thus the devil,
Faith, and the rest of the characters each stand for a tendency
within Brown himself.
Therefore, when Faith, at the very beginning of the story, tries to
persuade Brown not to depart on his nocturnal errand but rather to
"put off your journey [...] and sleep in your own bed to-night"
(65)—his own bed being, of course, Faith's bed too—Crews
argues that there is "a distinctly sensual overtone" in
Faith's plea (100). This means that what Faith and Brown's
resistance to her plea to share her bed represent are Brown's own
doubts about the appropriateness of sex--remember that at the
beginning of the story, Brown and Faith are "'but three months
married,'" so clearly sex, or the absence of it, has to be on
someone's mind (65). The problem, Crews argues, is that like so many
of Freud's own patients, Brown is both attracted to and repulsed by
the idea of sex. The sin, the evil, that Brown can learn about
during his night in the forest with the devil and at the Black
Sabbath is really the knowledge of sex, and Brown's problem,
according to Crews, is that he is, on the one hand, unable "to
accept the place of sexuality in married love" and, on the other
hand, attracted by the "vicarious and lurid sexual adventure"
that his "forest journey, in fact, amounts to" (102).
But Brown's problem, continues Crews, isn't just that he is having
trouble accepting "the place of sexuality in married love"
but that "parental, not wifely, sexuality is [...] the true
object of his prurience" (103). In other words, what Brown has
trouble accepting is that all people, including the people of his
parents' generation that he admired and his parents themselves, must
have, as Iago put it in Shakespeare's Othello, made "the
beast with two backs" (1. 1. 116-17).
This is where Crews's interpretation of Brown's problems becomes
blatantly Freudian, for in many of Freud's case studies, the
patient's psychological problems turn out to be the result of a
traumatic experience, and that traumatic experience usually turns out
to be the patient's exposure at an early age to some form of evidence
of older people's sexuality, a forbidden childhood glimpse, for
instance, of the parents engaged in sexual intercourse. This is
precisely what has happened to Brown, argues Crews. When he goes in
to the woods to meet the devil, in Crews's view, Brown is really
embarking on an exploration of his own sexuality. When he sees that
his minister, his deacon, and his catechism teacher are all headed to
the same Black Sabbath meeting to which he is headed, in Crews's
view, this means that Brown is horrified at the idea that his adult
role models are equally curious about sexuality. Brown's
investigation of sexuality is ambivalent: he's both curious and
repulsed, and his reaction to evidence of his elders' involvement is
classically Oedipal in being equally ambivalent. According to Crews
Brown's recognition "in his elders of the very [sexual] impulses
that filial respect has inhibited in himself [...] follows the
classic Oedipal pattern: resentment of paternal authority is
conjoined with ambiguous sexual temptation" (104). In sum, for
Crews, the point of "Young Goodman Brown" is that a person
who denies his sexual nature as Brown does condemns himself to the
unhappy life that the final paragraph of the story tells us that
Brown lives.
Crews actually later renounced his psychological interpretations in
The Sins of the Fathers, but that hasn't stopped the
interpretations in this book of "Young Goodman Brown" and
other Hawthorne texts from being so influential that no doubt many
teachers of the story still rely at least to some extent on it. But
Crews's Freudian interpretation omits a number of important points.
Hawthorne very specifically set the story in Salem Village
(modern-day Danvers) some time between 1689 and 1692—that is to
say at the very time and place where the Salem witch hysteria
began--and not in the Vienna in which Sigmund Freud practiced.
Therefore, while the story may well be an allegory, it is also
historically very specific. Rather than neglecting the historical
references, as Crews does, most Hawthorne interpreters since the late
1970's have emphasized history in his fiction. This is why, as I
said earlier, Hawthorne interpretation in recent years—indeed
in recent decades—has, largely, been historicist.
One school of historicist Hawthorne interpretation has emphasized
what Hawthorne's historical fiction says about the time period in the
past in which the tales and romances are set. A classic example of
this sort of interpretation is Michael Colacurcio's article, first
published in 1974 in the Essex Institute Historical Collections
(I have to make a plug for the host institution!), entitled "Visible
Sanctity and Specter Evidence: The Moral World of Hawthorne's 'Young
Goodman Brown.'"10
Colacurcio's point about "Young Goodman Brown" is
essentially that the story presents Hawthorne's interpretation of the
dynamics of Puritanism, especially as practiced in Salem Village, and
how those dynamics led inevitably to the horrendous and misguided
application of religious zeal in the Salem witch trials. To
demonstrate his point, Colacurcio explains how certain details about
Brown make it clear that he is a third generation Puritan—the
story makes it clear that both his father and his grandfather were
Salem Puritans. As a result, Brown finds himself in the special
position of being from so religiously devoted a family that
everyone—including Brown himself—would have assumed that
he was going to become one of the elect.
This may seem like a minor detail to us about Brown, but it would
have been extremely important to everyone in the Salem colony in
1689-1692, and more importantly it says something very significant
about the role that presumptiveness played in the witch trial events
that followed immediately after the time when "Young Goodman
Brown" takes place.
Most of you know that the Salem Puritans believed in the doctrine of
election. Election in this doctrine has nothing to do with voting,
it has to do with being one of the elect—one of God's chosen, a
"fully professed saint" (391). In the Puritan
congregation, only the elect, the "saints," could take
communion and were considered full church members; everyone else
attended church but did not get to sit in the special seats and could
not take communion. When someone made an open declaration of faith,
of conversion, then the full members would determine whether that
declaration was authentic, i. e. truly and divinely inspired, and if
the full members determined that yes, it was, then the person was
granted full membership. The profession of faith, therefore, was the
way that people knew whether someone had indeed been
selected—elected—by God; it was how they knew who was a
"saint," and who, therefore, was predestined to go to
Heaven.
The Puritans originally believed that only God knew who would become
elect, but as the generations of Puritans flourished in New England,
the elect began to have a hard time believing that their own children
would not also prove to be elect. This then led in 1662 in the
Massachusetts church to a new doctrine, that of the "Half-Way
Covenant," which allowed the children of the "visible
saints" to take communion, on the presumption that they were
going to be revealed, eventually, as one of the elect, but not to be,
until the profession of faith, full church members.
The way this would have worked in the Brown family would have gone
something like this: Grandfather Brown was one of the original
settlers; he made his profession of faith and was accepted by the
other elect members of the church as a full member, a "living
saint." His son, a generation later, did the same. But when
his son, Hawthorne's protagonist, started to grow up, the Browns had
a hard time believing that young Brown wouldn't have his moment of
divine revelation, make his declaration of faith, and be accepted
into the church as a full member. In fact they went a step further
and, thanks to the doctrine of the Half-Way Convenant, presumed that
he would do so. So young Brown would have been raised to presume
the same thing himself and in fact to presume even more: that it was
just a matter of time before he would have his revelation and that it
would become obvious that he had always already been saved. In
effect, then, he could presume that he was saved, even though he
hadn't yet been divinely inspired to make his profession of faith.
Therefore he didn't need to worry about the danger of sin; he could
go off into the forest at night, meet the devil, explore the nature
of sin or of sexuality, or of whatever you want to call it, secure in
the belief that God had chosen him for Heaven and would sooner
or later make that clear to everyone by inspiring Brown to make his
declaration of faith. After all, what God chooses, no man, no
action, could change.
Colacurcio's point is that one individual's presumption and his
family's presumption on his behalf about what God would eventually
reveal are first steps towards the terrible consequences of the
collective presumption of the Puritan judges in the witch trials, for
when the judges condemned the Salem Village residents who didn't
confess to the accusation that they were in league with the devil to
death by hanging or by being crushed under a pile of large rocks,
they were presuming that they were carrying out God's will.
Thus Colacurcio's interpretation of the story, while requiring a
detailed knowledge of the specific historical moment—around
1692—and place—Salem Village—leads to a conclusion
not too distant from the typical interpretations of the 1950's about
the story being about the hypocrisy of Puritan religion, the most
important difference being that those 1950's interpretations were
making a claim about the general hypocrisy of overly zealous
religions whereas Colacurcio's interpretation is a critique of the
specific religious hypocrisy of the Salem Puritans and a suggestion
that the witch trials were the specific historical result of that
hypocrisy.
In the late 1980's and early 1990's, Hawthorne interpreters began to
argue more and more that while history was extremely relevant to
Hawthorne's fiction, it wasn't so much the history of the centuries
before Hawthorne's birth that mattered as the history of Hawthorne's
own day. Certainly the most influential work in this respect is
Sacvan Bercovitch's The Office of the "Scarlet Letter".11
This 1991 book is not about Hawthorne's tales, but its influence on
the current generation of Hawthorne interpreters equals that Crews's
The Sins of the Fathers had on an earlier generation of
interpreters.
Bercovitch argues that The Scarlet Letter is primarily about
the prevailing political issues in the United States in the
1850's—not the 1650's—especially slavery. According to
Bercovitch, The Scarlet Letter critiques the kinds of
radicalisms that existed in Hawthorne's day, especially the most
prominent radicalism of the time period: the movement to abolish
slavery. Hawthorne, it is no secret, was a friend and college
classmate of Franklin Pierce, the fourteenth president of the United
States (he held office from 1853 to 1857). Pierce was against the
abolition of slavery, and Hawthorne wrote his campaign biography.
Both the campaign biography and The Scarlet Letter,
Bercovitch's book tells us, express a preference for a gradualistic
approach to "solving" national problems. In the case of
The Scarlet Letter, Hester Prynne, its heroine, starts out as
a radical outrage to social custom—she is an acknowledged
adulteress at the beginning--and ends up a conformist who nonetheless
makes her small contribution to bettering the lives of her fellow
Bostonians. What this shows, according to Bercovitch, is that
rocking the boat was a far less effective means of bringing about
change than a gradual one. In terms of slavery, this means that the
solution was not immediate and total abolition but rather time; in
fact Hawthorne was simply expressing the view of the majority of
Americans before 1850 that with time and patience the problem of
slavery would gradually go away all by itself.12
An interpretation of "Young Goodman Brown" along the lines
that Bercovitch laid out--one that I do not believe has been
published but which an ex-colleague of mine used to teach to his
classes--would start by equating the concept of sin in the story with
the abolitionists' notion that slavery was the great national sin.
Therefore, when Brown goes into the forest to face the nature of
evil, Hawthorne is really presenting an allegory for the nation's
need to face the nature of its own evil: the harboring of an
institution, slavery, that contradicts the principles of equality and
freedom at the heart of the U. S. constitution. And when Brown's
attempt to face the nature of evil proves a failure at the end of the
story, the text is in fact dramatizing for its readers the very real
threat that the nation was failing to face successfully the nature of
its own national evil.
I hope you can see how typical interpretations of "Young Goodman
Brown" have varied widely over the decades. In order to show
you that this is not an isolated example, let me try very briefly to
show you how something very similar has happened with typical
interpretations of another of Hawthorne's best-known stories:
"Rappaccini's Daughter."
This tale involves four characters: the obsessed Padua scientist,
Rappaccini; his daughter Beatrice, who is the only person who can
survive exposure to the poisonous plants her father has bred as a
part of his experiments; Rappaccini's rival, Dr. Baglioni, who is a
professor of medicine at the university; and Baglioni's student,
Giovanni, who befriends and then falls in love with Beatrice only to
find that he has in the process developed the same immunity as
Beatrice to Rappaccini's poisonous plants. When Giovanni comes to
Padua to take up his studies, he happens to take a room overlooking
the garden where Rappaccini raises his plants; Giovanni becomes
attracted to Beatrice, whom he sees in the garden. They begin to
spend time together and then become attached to each other. Baglioni
gets wind of this and tells Giovanni that he has become a victim of
an experiment of Rappaccini's. This seems to have become true, for
Giovanni realizes that his breath has become just as poisonous to
other creatures as Beatrice's already was. Rappaccini, therefore,
seems to have gradually exposed Giovanni's constitution to
Beatrice's, which has altered it to the point where it has become
like hers. Rappaccini admits as much when, at the very end of the
story, he tells his daughter that he has created in the altered
Giovanni a companion for her. Baglioni convinces Giovanni to accept
an antidote that he has prepared; Giovanni gives this antidote to
Beatrice, who swallows it and dies.
Like "Young Goodman Brown," "Rappaccini's Daughter"
has lent itself to varying religious, psychological, and historical
interpretations. For the purposes of time, I won't give you as
detailed an account of these interpretations as I did with "Young
Goodman Brown." Instead, here is what one well-known Hawthorne
critic, Nina Baym, said about "Rappaccini's Daughter" in
her 1976 book, The Shape of Hawthorne's Career: "this is
one of the richest stories in the canon,[...] It offers itself as an
allegory of faith, an allegory of science, and an allegory of sex all
at once" (428).13
As "an allegory of faith," the story shows that if
Giovanni had continued to believe in Beatrice, she never would have
seemed poisonous to him or to herself, and in so doing, the story
leads to the conclusion that belief requires persistence, and "not
merely that one must persist without evidence" but that "one
must persist in belief despite evidence" (428-29).
That's a pretty profound definition of what faith is: the ability to
continue to believe in something even when evidence suggests you
shouldn't.
As an allegory of science, the tale, according to Baym, is a critique
of scientific obsessiveness, a classic example of the "mad
scientist" theme with which we have become so familiar since
Hawthorne's time. Science is supposed to be about reason, but what
this tale shows, according to Baym, is that the scientists in
it—Rappaccini, Baglioni, and Giovanni—"are not men
of reason but visionary fanatics" (429), and therefore what the
tale could be seen as dramatizing is the danger of their fanaticism.
As "an allegory of sex," the tale raises the same question
that Crews's interpretation of "Young Goodman Brown"
raised: "whether this sex is real and good or horrible but
[...] delusory" (429). Like Crews's Brown, caught between his
curiosity and horror of sexuality, the Giovanni of Baym's allegory of
sex "is a type of the sexually confused Victorian male,
struggling between his wish to accept sex as a beneficent part of
life and his strong conviction that it is unnatural and evil"
(429).
There's little here to choose between the allegories of faith and of
sex that Baym sketches for us and the 1950's religious and 1960's
psychoanalytical interpretations that I sketched for you in respect
to "Young Goodman Brown." And guess what, if we look more
closely at the 1950's and 1960's history of interpretation of
"Rappaccini's Daughter," we find examples of the same kinds
of religious and psychoanalytical interpretations. Crews argues that
before him "The most favored reading of the tale [...] is
religious: by adopting the skepticism of Rappaccini's rival,
Baglioni, Giovanni renders himself unworthy of the Christian
redemption embodied in Beatrice" (117-18). Instead, Crews
proposes an interpretation that takes Beatrice's "poisonousness"
to be symbolic of "her sexuality" (119), and Giovanni's
problem is that he "displays an abject terror before the whole
phenomenon of female sexuality" (122) at the same time that "he
fears exactly what he desires" (119). This leads Crews,
inevitably—you just knew that it would come to this—to
conclude that: "The situation is metaphorically an Oedipal one"
(134).14
Predictably "Rappaccini's Daughter" also has its
Colacurcio-like historicist interpreters, perhaps most famously Carol
Bensick's book (an entire book devoted to "Rappaccini's
Daughter"!), La Nouvelle Beatrice: Renaissance and Romance
in "Rappaccini's Daughter," "a tour de force in
the Colacurcio mode," as one commentator has called it,15
that invokes the opposed arguments of the leading medical schools,
especially as represented at the University of Padua, at the very
time in which the story is set, and goes on to demonstrate quite
convincingly that Giovanni has syphilis.
Curiously, there aren't the kinds of parallel political-historical
interpretations of "Rappaccini's Daughter" that you'd
expect from my account of interpretations of "Young Goodman
Brown." The facts that the tale is set in Italy and not in the
United States and does not involve New England Puritans might account
for this.
But while a decade ago critics were discovering that Hawthorne's
Puritan fiction was all about American national ambivalence about
slavery and the lack of national consensus required for the new
nation to forge an identity, now—if I may hazard a prediction
based on a few examples of work in progress on Hawthorne's fiction
that I have read lately—now we shall begin to see that
Hawthorne's fiction is about history itself: about how at the same
time we cannot avoid the consequences of our history and cannot,
because we are distanced from it, fully know our history, which in
turn accounts for the apparent obsession in Hawthorne's writing with
history.
So there you are: Hawthorne is about religious hypocrisy, about the
nature of faith and belief, about Christian redemption, about sex and
Oedipal conflicts, about Hawthorne's and our historical past, about
our historical past and his present, about slavery and national
identity,16
and about history itself. If I had a couple of more hours, I could
show you that his fiction is about some other things too. Literary
texts that can be about all of these things have to be "great,"
right?
Or maybe not. I've given you this detailed account of the varying
interpretations over the years of two of Hawthorne's better-known
tales, and you may be thinking, OK, fine, there's not a whole lot of
consistency in how interpreters over the last 50 years have
understood these texts. But still, you might say, we can't avoid the
fact that they were all penned by the same man, a man who really
lived, and worked, you might add, not very far from where we are
right at this moment. Surely that fact should lead us to find
something stable and unchanging in this author? I mean, isn't
Hawthorne Hawthorne, after all? That's precisely what one of my
graduate school professors tried to argue after hearing a talk by
Jane Tompkins. Tompkins argued in the 1980's that Hawthorne's
reputation as a great author came at the expense of the reputations
of novelists like Harriet Beecher Stowe and Susan Warner and was not
the natural result of the supposedly inherent value in his fiction as
much as the result of the efforts on behalf of his reputation that
admiring editors, scholars, critics, and other authors have made over
the decades. What Tompkins wanted to show was basically what I've
been trying to show this evening: that "great" authors
don't just naturally exist; they are made to seem great. And what
my graduate school professor was trying to say was that at the root
of it all is still good old Nathaniel, who grew up at 12 Herbert
Street, and that that's indisputable.
You can read Tompkins's response in her influential book, Sentimental
Designs: predictably, for Tompkins, who Hawthorne was has always
been in dispute. In other words, not only have Hawthorne's tales and
romances meant different things to different readers and interpreters
in different generations but Hawthorne himself has been a different
person to different generations of biographers. Tompkins, in a
wonderful passage, cites two examples of biographical descriptions of
Hawthorne, each taken from the introduction to the section on
Hawthorne in an anthology of American literature. The first example
comes from a 1932 anthology, called Century Readings in American
Literature, whose editor, Fred Lewis Pattee, describes Hawthorne
as follows: "'shy and solitary,' 'writing, dreaming, wandering
about the city at night,' a writer whose Puritanism was a 'pale night
flower' that bloomed amidst the 'old decay and ruin' of a town whose
moldering docks conveyed a sense of 'glory departed.'"17
The second example comes from the introduction to the Hawthorne
section by Hershel Parker, one of the editors of the 1979 edition of
The Norton Anthology of American Literature. Parker,
according to Tompkins, "gives us the 'healthy' Hawthorne of
Randall Stewart's revisionist biography, the Hawthorne who loved
'tramping,' drinking, smoking, and cardplaying, who socialized,
flirted, and traveled 'as far as Detroit.'"18
Hawthorne can be many things to many people, but he can't at the same
time be a "'shy and solitary [...] pale night flower'" and
"'tramp,'" drink, smoke, cardplay, socialize, and flirt his
way from Salem to Detroit. Of course you can question the accuracy
of Pattee's and Parker's different depictions of Hawthorne, and you
can argue that who Hawthorne really was is a matter of
interpretation. But that's just the point: who Hawthorne was and
what his fiction means are matters of interpretation; they always
have been and always will be. Even to his own contemporaries, to the
people he knew and met, Hawthorne, like anyone, was a matter of
interpretation.
I said near the beginning of my talk that the "great" art
is the art that serves us like a mirror: when we look at it what we
see is ourselves. So given my survey of interpretation of
Hawthorne's tales, what kind of selves have we been seeing in them?
This is a much harder question to answer than my original question,
why do we still read Hawthorne? It's easy to put together a survey
of the varied interpretations over the years of Hawthorne's fiction
and then to draw the conclusion: look how much what Hawthorne's work
means has changed over time. It's quite another matter to try to say
what characteristics of each generation of interpreters these
changing interpretations reveal. That's because of two things: 1)
there is a great deal of generalization and therefore a great deal
more interpretation involved in trying to characterize the interests
of a generation, and 2) trying to understand ourselves is perhaps the
hardest thing of all. So, to close my talk, I am going to offer a
few brief hypotheses about what the different schools of Hawthorne
interpretation might reveal as characteristic of that particular
generation of interpreters.
First, the 1950's readings of "Young Goodman Brown" as
being about the hypocrisy of Puritanism. These interpretations
emphasize the hypocrisy that Hawthorne's historical tales about the
period of the most notorious witch trials in American colonial
history reveal, and it is no surprise that this view of the stories
would strike a responsive chord during the period of the most
notorious witch trials in United States history. In other words, it
makes sense that the religious hypocrisy of the Puritans would stand
out to literary critics living in the McCarthy era. The Puritan
mission was originally an idealistic one; it was supposed to
establish something that at first glance, at least, looks all good:
a perfectly harmonious religious community. What the Salem witch
trials show is that even the best of intentions can lead to the
greatest of evils. By the same token, the 1950's hunters of
communists in government and in the American culture industry may
have thought they had the best intentions, but they certainly caused
a great deal of harm. In both cases, a power that claims to act for
good shows that it sometimes can't help acting for the worst, a
lesson we are still tempted to forget.
The psychological readings of the 1960's and early 1970's make sense
too if we consider them in the context of the contemporary American
cultural scene and in two respects that I can think of: 1) Crews and
the other Freudian interpreters of Hawthorne were writing right after
the introduction of the contraceptive pill and therefore during the
sexual liberation that the pill helped to make happen. Therefore
there should be little surprise that sex was on people's minds and
that Crews and others would see Hawthorne's fiction as being about
repressed sexuality. 2) It is in the 1960's that it finally becomes
possible to talk openly about psychoanalysis. In the movies of John
Ford, John Huston, or Alfred Hitchcock (with the exception, of
course, of Spellbound or Psycho, and there we're
talking about severely deranged people), characters don't have
regular visits with their therapists, and if they did, they wouldn't
talk about it. But in the movies of Woody Allen, the characters not
only visit their therapists regularly and talk about it openly, they
positively boast about it. There was a sea change, one result of
which was that the stigma of being a patient in psychoanalysis
disappeared. Therefore it makes sense that at the same time,
interpreters of Hawthorne would be open to interpreting his stories
in psychoanalytic terms.
The hardest phase in Hawthorne interpretation to characterize in
terms of its contemporary context is the historicist criticism of the
last 25 years. That's because I think we are still, at least to a
certain extent, living in that contemporary context and therefore
haven't yet got the historical distance necessary to be able to bring
the period into focus. But let me take a shot, with, of course, the
caveat that this is a hypothesis that remains to be proven.
It seems to me that the return to history in Hawthorne interpretation
reflects just how fundamentally contested our own American history
has been for at least the last twenty-five years. The sound and fury
that today surrounds issues such as invading foreign countries,
abortion, environmental protection, capital punishment, military
budgets, gun control, etc. tends to obscure an equally significant
debate over which decade to perceive as a model for American
democracy: the 1950's or the 1960's. Are the pre-Great Society,
Eisenhower years the moment in American history when the American
Dream came closest to being realized? Or are the achievements of the
Civil Rights and the anti-war movements of the 1960's the moment when
our nation came closest to realizing its egalitarian ideals? These
questions about our history hotly divide people today at different
points on the American political spectrum, and our views about these
questions are integrally related to our views both about all kinds of
other current issues and about other historical controversies. How
we view the historical controversies influences how we view the
current issues, and vice versa.
For instance, who do you think were the greatest U. S. presidents of
the twentieth century? Franklin Roosevelt? John Kennedy? Ronald
Reagan? Your answer to that question, I believe, is both an
expression of how you view American history and of how you view the
political situation today. Who's your idea of a great,
twentieth-century American hero? George Patton? Oliver North?
Martin Luther King? Daniel Ellsworth? Rosa Parks? Obviously not
everyone will agree, but one can certainly argue that Patton and
North on the one hand or King, Parks, and Ellsworth on the other were
great figures who took extraordinary individual initiatives in the
name of all that is supposed to be good in our world and, as a
result, either brought about or at least attempted to bring about
positive change. But I submit to you that whatever your answers to
these questions may be, they reflect your bias about current American
politics at the same time that your current bias grows out of your
view of American history.
In other words, the past is just as contested as the present, and
that's because how we view our past is integrally connected with how
we understand our current needs. In our more distant past, and I
hope you'll forgive me for oversimplifying in order to save time—in
our more distant past, what is the most salient fact in American
history? That a group of middle-class and well-off white men
established a new nation on the basis of shared and stated principles
of life, liberty, and the pursuit of happiness and as an expression
of those principles created the second most successful constitution
in the history of the world? Or that for 90 years that new nation
condoned the institution of slavery, which by virtue of its very
existence gave the lie to the principles so sacred to that wonderful
constitution, and then, for another 100 years, winked at
pseudo-official practices whose single aim was to maintain as much of
the institution of slavery as possible? Or, to take much more recent
history: was the Vietnam War the ultimate expression of the
arrogance of American belief in our own "manifest destiny"
or a war in defense of freedom that was undercut by the treachery of
unpatriotic "peaceniks" back home?
I submit to you that the person who winks at the history of American
slavery and racial segregation and who doesn't see the Vietnam War as
a travesty of American values is at the same time not very likely to
prefer King, Parks, and Ellsworth to Patton and North as exemplary
Americans. And that person's historical preferences are both a
product of and an influence upon his or her current political
outlook.
What I'm saying is that how we view our history is incredibly
important to us today, and that this explains why in the last
twenty-five years, Hawthorne's interpreters have decided, first, that
his fiction is about Hawthorne's historical past, then, that his
fiction is about our own historical past (and Hawthorne's
contemporary situation), and are now arguing that his fiction is
about history itself.
But this is why Hawthorne is great and why we still read him two
centuries after his birth: because whatever we talk about that is
important to us, we are able to figure out ways to make him
appropriate to the discussion. Thus just like the generations of
great actors who turned the role of Hamlet into expressions of
themselves, so too have we made Hawthorne's fiction into expressions
of ourselves. Is the "genius" required to do so ours or
Hawthorne's? I don't know. But I do know this: we readers can't
develop the "genius" to do so unless we read Hawthorne in
the first place, and I suppose that's as good an explanation as any
as to why we still have to read Hawthorne 150 years later.
Notes
1
See Donald E. Pease, "Author," in Critical
Terms for Literary Study, ed. Frank Lentricchia and Thomas
McGlaughlin (Chicago: U. Chicago P., 1990), 105-17, esp. 108-12,
115-16; Michel Foucault, "What is an Author?" in Textual
Strategies: Perspectives in Post-Structuralist Criticism, ed.
Josué Harari (Ithaca NY: Cornell UP, 1979), 141-60, esp.
158-60.
2
Norman Holland, The Shakespearean Imagination (New York:
Macmillan, 1964).
3
Herman Melville, "Hawthorne and His Mosses,"
Pierre: or, The Ambiguities; Israel Potter: His Fifty Years of
Exile; The Piazza Tales; The Confidence Man: His Masquerade;
Uncollected Prose; Billy Budd, Sailor (An Inside Narrative),
ed. Harrison Hayford (New York: Library of America, 1984), 1154-71,
esp. 1168.
4
All quotes from Hawthorne's stories are taken from Nathaniel
Hawthorne's Tales, ed. James McIntosh (New York: Norton, 1987).
5
Edgar Allan Poe, "Tale Writing—Nathaniel
Hawthorne," Godey's Lady's Book 35 (November 1847):
252-56; extract rpt. in James McIntosh, ed., Nathaniel
Hawthorne's Tales, 332-35; Henry James, Hawthorne,
Literary Criticism: Essays on Literature, American Writers,
English Writers, ed. Leon Edel and Mark Wilson (New York:
Library of America, 1984), 315-457, esp. 366.
6
Robert Stanton, "Secondary Studies on Hawthorne's 'Young
Goodman Brown,' 1845-1975: A Bibliography," Bulletin of
Bibliography 33 (1976): 32-44, 52.
7
Paul W. Miller, "Hawthorne's 'Young Goodman Brown': Cynicism
or Meliorism?" Nineteenth-Century Fiction 14 (1959):
255-64.
8
Thomas E. Connolly, "Hawthorne's 'Young Goodman
Brown': An Attack on Puritanic Calvinism," American
Literature 28 (1956): 370-75.
9
Frederick C. Crews, The Sins of the Fathers:
Hawthorne's Psychological Themes (New York: Oxford UP, 1966);
all subsequent references to this book are given in parentheses in
the text.
10
Michael J. Colacurcio, "Visible Sanctity and
Specter Evidence: The Moral World of Hawthorne's 'Young Goodman
Brown,'" Essex Institute Historical Collections 110
(1974): 259-99; reprinted in The Province of Piety: Moral
History in Hawthorne's Early Tales (Cambridge MA: Harvard UP,
1984): 283-313; reprinted in Nathaniel Hawthorne's Tales,
ed. James McIntosh (New York: Norton, 1987): 389-404; all
references to this article taken from this last reprint of the
article.
11
Sacvan Bercovitch, The Office of the "Scarlet
Letter," (Baltimore: Johns Hopkins UP, 1991).
12
Bercovitch's influence is reflected in three other books that I've
listed on my works cited page: those by Jean Fagan Yellin, Nancy
Bentley, and Lauren Berlant. Yellin's and Bentley's books focus
on slavery, and Berlant's argues that Hawthorne's fiction is about
the subtleties of achieving or imposing a sense of national
identity, the greatest obstacle to which, in Hawthorne's day, was
the problem of slavery. Jean Fagan Yellin, The Antislavery
Feminists in American Culture (New Haven CT: Yale UP, 1989);
Nancy Bentley, The Ethnography of Manners: Hawthorne, James,
Wharton (Cambridge: Cambridge UP, 1995); Lauren Berlant, The
Anatomy of National Fantasy: Hawthorne, Utopia, and Everyday Life
(Chicago: Chicago UP, 1991).
13
Nina Baym, The Shape of Hawthorne's Career
(Ithaca NY: Cornell UP, 1976); parenthetic references refer to the
extract from chapter 3 of this book reprinted in Nathaniel
Hawthorne's Tales, James McIntosh, ed. (New York: Norton,
1987), 427-32.
14
Crews's Oedipal reading isn't too far removed at least
in its conclusions from John N. Miller's much more recent
biographical interpretation, in "Fideism vs. Allegory in
'Rappaccini's Daughter'" (Nineteenth-Century Literature
[1991]: 223-44), according to which Beatrice as sexual/poisonous at
the same time that she's pure and innocent resembles the different
ways Hawthorne himself, in his letters to her, presented his fiancée
and then wife, Sophia Peabody, as a madonna-whore figure, and
Giovanni's ambivalence about Beatrice finds its reflection in
Hawthorne's own internal conflict towards how, as a man, to approach
his madonna-whore wife.
15
Leland S. Person, "Bibliographical Essay: Hawthorne and
History," A Historical Guide to Nathaniel Hawthorne, ed.
Larry J. Reynolds (Oxford: Oxford UP, 2001), 194; Carol Marie
Bensick, La Nouvelle Beatrice: Renaissance and Romance in
"Rappaccini's Daughter" (New Brunswick NJ: Rutgers
UP, 1985).
16
For Hawthorne and national identity see footnote 12,
above, and Lauren Berlant's The Anatomy of National Fantasy.
17
Fred Lewis Pattee, ed., Century Readings in American
Literature, 4th ed. (New York: Century, 1932), 343;
quoted in Jane Tompkins, Sensational Designs: The Cultural Work
of American Fiction, 1790-1860 (New York: Oxford UP, 1985),
196.
18
Hershel Parker, "Nathaniel Hawthorne," The
Norton Anthology of American Literature, ed. Ronald Gottesman et
al, 1st ed., Vol. 1 (New York: Norton, 1979), 875;
quoted in Tompkins, 197.