Claudia Durst Johnson, Professor Emeritus of English at the University of Alabama
(photography by Lou Procopio)
Hawthornes
ancestors brought a powerful idea to the New World called the
doctrine of secular calling which had an immense impact on
seventeenth-century society. Later, as sociologist Max Weber has
written, the doctrine of secular calling paved the way in the
nineteenth century for what has been dubbed the Protestant Ethic.
Both the secular calling and the Protestant Ethic had a profound
influence on Hawthorne and provide a useful way of studying and
teaching his work. Such a study is not only a window on Hawthornes
age but also a useful way to explore a relevant connection between
Hawthorne and the concerns of contemporary students, reading him for
the first time.
I intend to look 1) at a definition of the two
terms, secular calling and Protestant Ethic, 2) to note briefly the way the
subjects arise in Hawthornes tales and 3) to note how important topics
relative to the calling and economics suggest that The
House of the Seven Gables is less romantic than crassly economic.
Defining
Secular Calling
Simply
put, the Puritans believed that God had chosen a particular work and
place in this world for every human being. It was each persons
duty to discover what work God intended for him or her and then to
work diligently and hard in the proper calling. However, work was
only one part of secular calling. Ones gender and the
social-economic position into which one was born also dictated ones
calling within society. For example, every woman was called to be a
wife and mother and to be subservient to men. People born into lower
social classes were intended to stay subserviently in the stations
God had given them and not try to do or be something fitted for an
upper-class person. Thus, one could be called to be a farmer (by
trade), a peasant (by station) and a son, brother, husband, or father
(by relationship). To find ones proper work and acquiesce to
ones proper social station was to be in harmony with the
universe, to obey God, and to begin to reach spiritual fulfillment.
Conversely, to deny ones God-intended work or
social station was high sacrilege.
How,
one might ask, did one determine ones God-intended calling?
The answer was that four considerations came into play. First, one
considered his or her own talents, then ones preferences, then
the social station into which one was born, and, finally, whether the
chosen calling was of benefit to society and glorified God.
Obvious problems developed in
reference to the doctrine. What if God gave you talents and
inclinations to follow a career which was unsuitable to the social
station to which you were born? One example: John Bunyan, author of
Pilgrims Progress,
born in the lowest possible social station in English society, felt
called by God to write and preach. He was arrested and spent several
years in jail for attempting to follow a calling above his station.
There was another problem. Some
callings were deemed suitable and some intolerable. Obviously a
lawless calling, like thievery, was intolerable, even though one
might feel drawn to and talented to be a cat burglar. Many religious
Americans in the 17th, 18th and 19th centuries believed that most
careers in the arts were undesirable, or even intolerable, because it
was impossible to glorify God or benefit man through a career as an
actor, for example, or, even as a writer of fiction or poetry. The
problem came when God gave one talents and inclination for a career
that was considered unwarrantable -- for example, a
calling to be a writer, like Nathaniel Hawthorne. A fiction writer,
by definition, rarely glorified God. His work was more often than
not sacrilegious. He wrote untruths, (if its fiction, its
not true, right?), often about what religious people regarded as
immoral acts, and pretended to God-like power by creating his own
world (the fictional setting) and his own people (his characters).
Nor did a fiction writer benefit man. It was believed that fiction
often encouraged people to be immoral or dissatisfied with their lots
in life. Reading romances often caused young wives to become sullen
or even run away. Even the best fiction encouraged others to be
idle, in that people would rather sit around reading fascinating
tales, than work. Hawthorne points specifically to these two
arguments in The Custom-House, when he has his Puritan
ancestors appear to him in imagination to challenge his fiction
writing: what mode of glorifying God or being serviceable to
mankind is that?, they ask.
Secular Calling and The Scarlet Letter
The
secular calling is explored extensively in The
Scarlet Letter. The Custom-House is
Hawthornes narrative of an occasion when he turned his back on
his own rightful calling as an artist -- a calling which was neither
rewarded nor approved by his society. Instead, he records taking on
the more approved and monetarily rewarding work in the business world
of the Custom-House. In short, as he writes, he sold his soul for
gold. Each of the three main characters in the novel that follows
The Custom-House are identified with their callings to
perform work in the world: Hester as seamstress, Dimmesdale as
minister, Chillingworth as scientist. Each, whether God intended it
or not, has taken the calling of mother or husband or father. Each
is also following the calling of artist in a special sense. Like
Hawthorne, Hester, as an artist (with her needle rather than a pen),
feels guilty about taking pleasure in her work. Chillingworths
scientific calling is referred to repeatedly as one of the black
arts. He uses his calling as a scientist chiefly to avenge
himself (just as Hawthorne does in The Custom House and
The House of the Seven
Gables.) Dimmesdale is a sinner for denying his calling
as father, as Hawthorne denies his artistic calling in the
Custom-House. Dimmesdale also exhibits too much ambition in his
calling as minister. He too is an artist, not only of the spoken
word but the written one as well -- Hawthornes own art. A
stands not only for adultery but also for concepts linked to the
callings of the characters: art, ambition,
and avenge.
The Protestant Ethic
As
Puritanism waned and industrialism grew, the calling lost more and
more of its spiritual meaning and became more and more secularized.
Two basic conditions of the secular calling came to be emphasized:
the admonition to work hard and successfully in a proper career and
the insistence on staying in your social station. (The last was used
to keep workers from protesting against their employers and the
system) The easiest way to measure success in ones career of
hard work was by how much money one made as a farmer, a merchant, an
importer, or craftsman (to name a few). The older fathers had
insisted that the secular or worldly calling be secondary to
spiritual calling. But, in the nineteenth century, the doctrine
became increasingly secularized. Financial success came to be a
greater indicator -- not only of success in the secular calling, but
in the spiritual calling as well. If a man did well in business and
was comfortable and respected, then obviously God must love him. The
more money and comfort he had, the better person he must be. So we
find Andrew Carnegie at the close of the century telling his Sunday
School class that the greatest glory to God was a multimillionaire.
Conversely,
a person was poor because God, Himself, placed him in a lower
socioeconomic class. But he was also poor, it was argued, because he
wasnt working hard enough. Otherwise, hed have money!
So we see that the doctrine of secular calling paved the way for the
development of what we call the Protestant Ethic with its union of
religion and economics.
These
matters touching secular calling and the Protestant Ethic are central
to Hawthornes work. He refers profusely to the vocations of
men, identifying his characters and building them from a foundation
of the work they do. Specific kinds of labor seemed to be very
suggestive for him in the same way that striking details or images
were. Particular professions and trades were prods to his
imagination, often serving as a starting point, places from which he
could "trace out and build up...in the imagination," (as he
writes in "The Custom-House,") a full character and the
narrative in which that character appeared. Scientists, clergymen,
and artists of all sorts especially fired his imagination, but the
range of trades and professions of all kinds, practiced by his
characters, is amazingly wide, constituting a full tableau of
colonial and nineteenth-century society: merchants, seamstresses,
nurses, teachers, farmers, soldiers, blacksmiths, watch-makers,
politicians, apothecaries, book sellers, peddlers, actors, lawyers,
professional reformers, journalists, tavern-keepers, clerks, and sea
captains.
Furthermore,
the work that a character does is always intrinsic, not just
incidental, to who he or she is. For instance, the iron in the
blacksmith's trade, shared by Robert Danforth in The Artist of
the Beautiful and The
Blithedale Romances Hollingsworth, goes to the
"joints and sinews" of their forceful characters just as a
vein of marble runs through the cool heart of The
Marble FaunsKenyon, the sculptor. Yet Hawthorne's references to vocation
accomplish far more than the setting up of character types. The
tensions of his fictions are markedly intrinsic to vocation.
Dimmesdale's single-minded ambition to be the perfect, even saintly,
clergyman, for example, leads him to sacrifice love and truth to
sustain a reputation and self-image of purity and piety which he
finds suitable for his calling. Baglioni's ambition as a science
professor leads him to compete with Rappaccini for the bright young
protégé, Giovanni, and to thwart his rival's experiment
at the expense of a young woman's life. Coverdale's aspiration to be
a transcendental poet leads him to think he can coldly disengage
himself from everything that he doesn't regard as spiritual.
Hawthornes
tales consistently affirm a divinely ordained socioeconomic scheme in
which individuals submit themselves to the whole social unit, whether
it be the family or the village. The individual and society are
somehow soothed, quieted, when all within it are acting in accord
with the doctrine of secular calling. One might say that chaos is
kept at bay. In one impossible idyllic moment, when people are busy
in their proper vocations, they can simulate a world where work is
not a curse, but a blessing, a world in which the mundane and the
heavenly are united and given meaning.
Hawthorne's
street scenes, comprised of villagers at their various callings,
would, on the surface, seem to be images of the harmony and activity
to be found in a system of commercial exchange. A good example can
be found in "Sights From a Steeple," where the village
wharf is alive with sailors, clerks, and merchants of all types. Of
the town, the Paul Pry narrator writes, "How various are the
situations of the people covered by the roofs beneath me, and how
diversified are the events at this moment befalling them!" (46).
Similar scenes occur in "Little Annie's Ramble," "The
Procession of Life," "Ethan Brand," "Main
Street," "The Village Uncle," "The Seven
Vagabonds," and other tales. Here citizens bring together their
varied talents for a common cause. In "The Haunted Mind,"
"Peter Goldthwaite's Treasure," and the romance, The
House of the Seven Gables, communal landscapes are
sometimes correctives for egocentricity and isolation as, for
example, when old Peter Goldthwaite, having been closed up in his
house for days, suddenly opens a window onto the street: "It is
one great advantage of a gregarious mode of life, that each person
rectifies his mind by other minds, and squares his conduct to that of
his neighbours, so as seldom to be lost in eccentricity" (400).
The
Protestant Ethic as a Source of Apprehension
Such
settings would appear to be idyllic. Yet into these seeming merry,
little village scenes, where God and capitalism have delegated each
citizen to a happy labor and relationship, the serpent of doubt makes
its appearance. The happy productivity does not bear up under
scrutiny. Chaos inevitably intrudes: in the figure of a dog chasing
its tail in "Ethan Brand," or a monkey collecting coins and
calling the tune in The
House of the Seven Gables, or the intrusion of death in
"The Procession of Life."
Qualifications,
contradictions and disjunctions intimate that Hawthorne has not been
completely successful in idealizing the commercial, work ethic of his
day, that he often seemed to favor. It is clear, for example, that
he was not blind to the real economic vicissitudes he felt so
intensely himself and which he repeatedly dramatizes through the
characters in his tales: the ship owner and yeoman escaping to the
Canterbury Shaker settlement (as Hawthorne himself had thought to
escape to Brookfarm); the ruined merchant in "Dr. Heidegger's
Experiment"; the characters, Peter Goldthwaite, William
Pepperell, and the once-young couple in "The Shaker Bridal"
who, many years before their story begins, had sought economic
survival in the Shaker community.
Slippage in the Drawn Battle Lines
Even
in Hawthorne's early tales, which allegorize the conflict between the
Protestant Ethic and the search for calling, specifically between art
and capitalism, between the artist/dreamer and the
businessman/pragmatist, the frequency with which his categories shift
and slide undermines the easy moral dichotomies. Superficially, the
tales recommend an easy morality in the language of commercial and
sexual interchange, warning against self-consumption and isolation,
and insisting on exchange and payment. Beneath the surface, however,
the easy morality is being undercut.
The
"Romance"
In
The House of the Seven Gables,a novel introduced by a deceptive Preface, Hawthorne's
vengeance leads him to attack the political/clerical/business men of
Salem, not only through creation of character but in undermining the
system which they built, represented, and gave them power. Still
sporting his double-A for Avenging Author, Hawthorne tackles the
economic imperative of the Protestant Ethic head on, examining living
and working in a capitalistic system which both repelled and
attracted him.
Hawthorne
knew the influential men of Salem as both religious leaders and as
his former employers, in short, perfect representatives of the
Protestant Ethic. It is not difficult to make a case for The
House of the Seven Gables as a comment on the
religiously-sanctioned capitalism and work with which he associated
the town's patriarchs. The central idea of this novel is money in
all its permutations. Its topics are business, property,
inheritance, greed, and poverty. The novel's exposition, its plot,
the identification and motivation of its characters, its social
context, its theoretical musings, its metaphors are economic. And
the imperative that moves plot and characters is economic. Despite
the author's claim on romance and spiritualizing, The
House of the Seven Gables is fundamentally pragmatic and
materialistic in a way that makes this one of his least rather
than most romantic fictions. The conclusion, which Hawthorne readers
for a century have found impossibly "golden" and romantic,
is anything but romantic. It is as crass and cold-blooded as old
Judge Pyncheon himself.
The Subject is Money
The
exposition is the account of a land grab, from which deed everything
follows: the charge of witchcraft, the subsequent hanging of Matthew
Maule, the poverty of the Maules and the continuing influence of most
of the Pyncheons. Early chapter headings establish the novel's
economic concerns: "The Little Shop-Window," "The
First Customer," and "A Day Behind the Counter."
The cent shop, built by a pre-Revolutionary-War Pyncheon who found
himself in embarrassing financial circumstances is worth lingering
over. From the first chapter the shop is in opposition to romance.
The narrator says that its existence "may damage any picturesque
and romantic impression" (II, 28), and the readers' entry into
the fiction is, the author insists, through the shop door, "the
threshold of our story" (31). As the story opens simultaneously
with the opening of the shop, it closes as the shop is closed. The
shop is that commercial reality, a very shameful appendage, that
can't be denied, that belies the romance of rank and the past. It is
a reminder that "In this republican country, amid the
fluctuating waves of our social life, somebody is always at the
drowning point" (II, 38).
Every
character is initially described in terms of economic circumstances,
just as the plot and characters are put in motion largely by an
economic imperative. The Judge's suspicions that his uncle is leaving
his money to Clifford leads him to allow Clifford to be imprisoned on
a false charge of murder. Hepzibah's need for money to support
Clifford causes her to open the cent shop. Phoebe's need for money
brings her to the House of the Seven Gables. Holgrave's chronic
"narrow circumstances" determine how he lives and the
causes he supports. The Judge's greed has made his life comfortable
and powerful and motivates him to bedevil Clifford about the deed to
more land in Maine. Uncle Venner's poverty directs his
self-sufficient but marginal existence and his anticipation of the
poor farm. All the other walk-on or one-line characters are also
described by their involvement in commerce or trade: the various
cent-shop customers, the men and women plying their trade in the
street, and the two laborers who appear as a chorus throughout the
story.
The
language of crass commerce is also pervasive in this romance. The
refrain with which the shop is greeted by one of the town's laborers
and which is repeated in the course of the story is, "Poor
business!...Poor Business!" An adjustment is made on the last
page of the story to "Pretty good business! ...Pretty good
business!" A few other instances of capitalistic language are
worthy of note. Uncle Venner, for example, marks himself as a very
poor Richard, liberally dispensing advice on the running of
Hepzibah's business enterprise: "'Give no credit!' -- these were
some of his golden maxims -- 'Never take paper-money! Look well to
your change! Ring the silver on the four-pound weight! Shove back all
English half-pence and base copper-tokens...'" (65). Phoebe's
suggestions for improving business in Hepzibah's shop sound like an
elementary textbook on business: She considers "various methods
whereby the influx of trade might be increased, and rendered
profitable, without a hazardous outlay of capital" (II, 79).
The busy commerce in the street, that is so compelling and so
dangerous for Clifford is described in great detail, as are Judge
Pyncheon's business transactions: "his real estate..., his
railroad, bank, and insurance shares, his United States Stock"
(II, 270); and their bachelor uncle's foreign investments: "familiar
enough to capitalists" (234). Clifford's disquisition on false
ownership of property includes the opinion that bank robbers are
different from bankers only in preferring "to transact business
at midnight, rather than 'Change-hours" (265).
Hepzibah,
like many other poor genteel women, is having to assume a vocation
inappropriate, she thinks, to her rank as a lady and definitely out
of keeping with her talents. The narrator chides her for her
snobbishness at the same time that he concedes that a shop keeper she
will never be, no matter how hard she tries. A vocation such as this
might bring another such isolated character into the community, "the
business of life." But, while Hepzibah's sympathies are engaged
a tittle, her work is a joke. She is not up to it; it doesn't
broaden or enrich her life significantly. Furthermore, she can no
more cook, clean, or garden than she can manage the shop. Clifford,
of course, never has a vocation; even though Holgrave is frequently
referred to by his work ("The Daguerreotypist"), he has had
many vocations, no one of which is more important to him than
another. Holgrave is rootless, not having, wanting or approving of a
"place" in the scheme of things. At the novel's
conclusion, no mention is made of a vocation as part of his or anyone
else's future. Uncle Venner, a kind of primitive businessman who
lives by exchanges, seems to have taken on wisdom by refusing to play
the game by society's rules. The Judge (also referred to by vocation
rather than name) is the one character who labors successfully and
diligently in a calling. He is also from the first despicable and,
at the end, dead and forgotten. So much for finding a divine mission
and immortality through a calling.
The
narrator has discoursed in the Preface and first chapter on the evils
of "ill-gotten gold, or real estate, especially when it is
passed down from one generation to the next. And Holgrave has
explained his economic theories that recommend against inherited
wealth as represented by buildings constructed of brick or stone.
Clifford and Hepzibah have been too long in their respective prisons
for the reader to be convinced that they will ever emerge. Their
isolation is relieved only by the world's activity on their busy
street. Now, in an instant, all this is undone -- the narrator's
moral, Hepzibah's new found realities, Holgrave's economic theories,
Clifford's urge to join the world. Discarding their old ghosts with
the ease of taking off a shoe, they move out on the edge of town in a
mansion built from Pyncheon greed, a house which Holgrave, now
instantly conservative, plans to face in stone. What, one may ask,
is going on? It doesn't appear to have anything to do with
metaphysical certitude or moral regeneration. What causes these
characters to turn around on a dime? Actually the answer may be in
the figure. They turn around on a little more than a dime. The
explanation of the chorus, who find it hard to see this as the work
of Providence, is, "Pretty good business!" And they are
right; the answer is money--pure and simple, the cumulatively tainted
Pyncheon money.
It
is not what the narrator's preface has led his readers to expect, but
things do tend to fall into place. In looking back at the beginning
of the story, we note again that the sympathetic characters are
largely motivated by want of funds. Now, they have what will set
things right. Morality and theories and laws and eternal verities and
Providence be damned. Something else has "provided," coming
to them as a role of the dice. It is what they needed. It is their
salvation. Hawthorne, who only two years before was out of his
political job, funds running low, only now beginning to eke out a
meager living from his writing, would have believed that all his
characters needed for their resolution was some capital.
Furthermore, in dispelling the poverty of his characters, romance
might do the same for him that it did for them. By formulating what
the casual reader would take to be a popular entertainment, he might
boost his career and eventually his capital.